SEC Directs Examiners To Focus on How U.S. Broker-Dealers Are Pitching Crypto
Stephan Zilla
Regulations
1 year ago
1 QCP
U.S. broker-dealers and investment advisers that deal in crypto will get extra scrutiny from Securities and Exchange Commission examiners this year, according to the agency's annual examination priorities announced Tuesday.
https://www.coindesk.com/policy/2023/02/07/sec-directs-examiners-to-focus-on-how-us-broker-dealers-are-pitching-crypto/
https://www.coindesk.com/policy/2023/02/07/sec-directs-examiners-to-focus-on-how-us-broker-dealers-are-pitching-crypto/
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